A record of what professionals and institutions were told, and when — the notice that a warning, a report, or an obligation reached a named party in a stated capacity. Every row is cited to a public document.
| ID | Date | Sender | Recipient | Substance |
|---|---|---|---|---|
| N-001 | 2006-09-21 | JPMorgan Chase — Global Corporate Security Bank internal security function | JPMorgan Chase (internal) Financial institution — recipient is the bank itself | A Confidential Due Diligence Report on YHS, LLC records 'many newspaper articles that detail[ed] the indictment of Jeffrey Epstein in Florida on Felony charges of soliciting underage prostitutes', and that he handed out cash to teenage girls in exchange for massages. |
| N-002 | 2008-07-03 | An Assistant United States Attorney Federal prosecutor — redacted at source | Palm Beach County Sheriff's Office Law enforcement agency administering work release — individual addressee redacted at source | Reports that at the change of plea Epstein stated he would be working at The Florida Science Foundation and had worked there 'every day'; and against that, that the foundation was incorporated in November 2007 rather than 'a couple of years' earlier, that its address was his defence counsel's office suite, that there was no building directory or suite-door listing, that the FBI questioned the security guard and building tenants and none knew of the business, and that he had not been in Palm Beach County for six months. |
| N-003 | 2017-08-18 | Morgan Stanley Broker-dealer; signed by a Complex Risk Officer (not named in the document as we hold it) | Darren K. Indyke Attorney; addressee of record — the letter is addressed 'C/O Jeffrey Epstein & Darren Indyke' | Termination of the broker/client relationship, with 30 days to transfer positions and no new positions permitted. |
| N-004 | 2017 | Deutsche Bank — anti-money-laundering team Bank compliance function | Darren K. Indyke Attorney with authority to withdraw cash on Epstein's behalf; identified in the NY DFS consent order as 'Attorney-1' | Advised that his structuring of cash withdrawals to avoid filing reports with the Treasury Department was unacceptable. In a related internal exchange, compliance executives suggested the bank should 'restrict Indyke's ability to cash any checks' and consider whether to exit the relationship. |
| N-005 | 2018-05-24 | V.I. Economic Development Commission Territorial regulator | EDC beneficiaries (Southern Trust Company, Inc. among them) Certificate holder | Notice 2018-002 setting out the conditions in 29 V.I.C. sec.713d(c)(2)(E)-(F): to retain the 80% dividend exemption a beneficiary must place at least 50% of net income for at least five years in qualifying vehicles. |
| N-006 | 2018-09-05 | V.I. Division of Banking, Insurance and Financial Regulation Territorial financial regulator | V.I. Economic Development Commission — Compliance Division Reviewing agency; the statement was carried into the compliance report issued on the beneficiary | That Southern Trust Company, Inc. 'is not registered to transact securities business in the U.S. Virgin Islands'. |